13 New Massive Gravity
13.1 Formulation
Independently of the formal development of massive gravity in four dimensions described above, there has been interest in constructing a purely three dimensional theory of massive gravity. Three dimensions are special for the following reason: for a massless graviton in three dimensions there are no propagating degrees of freedom. This follows simply by counting, a symmetric tensor in three dimensions has six components. A massless graviton must admit a diffeomorphism symmetry which renders three of the degrees of freedom pure gauge, and the remaining three are non-dynamical due to the associated first class constraints. On the contrary, a massive graviton in three dimensions has the same number of degrees of freedom as a massless graviton in four dimensions, namely two. Combining these two facts together, in three dimensions it should be possible to construct a diffeomorphism invariant theory of massive gravity. The usual massless graviton implied by diffeomorphism invariance is absent and only the massive degree of freedom remains.
A diffeomorphism and parity invariant theory in three dimensions was given in [66] and referred to as ‘new massive gravity’ (NMG). In its original formulation the action is taken to be
where















13.2 Absence of Boulware–Deser ghost
The auxiliary field formulation of new massive gravity is also useful for understanding the absence of the
BD ghost [141*]. Setting as imposed previously and working with the formulation (13.2*), we can
introduce new vector and scalar degrees of freedom as follows




Introducing new fields in this way also introduced new symmetries. Specifically there is a
symmetry



As a result of the introduction of the new gauge symmetries, we straightforwardly count the number of
non-perturbative degrees of freedom. The total number of fields are 16: six from , six from
, three
from
and one from
. The total number of gauge symmetries are 7: three from diffeomorphisms,
three from linear diffeomorphisms and one from the
. Thus, the total number of degrees of freedom
are
which agrees with the linearized analysis. An independent
argument leading to the same result is given in [317] where NMG including its topologically massive
extension (see below) are presented in Hamiltonian form using Einstein–Cartan language (see
also [176]).
13.3 Decoupling limit of new massive gravity
The formalism of Section 13.2 is also useful for deriving the decoupling limit of NMG which as in the higher dimensional case, determines the leading interactions for the helicity-0 mode. The decoupling limit [141] is defined as the limit
As usual the metric is scaled as and in the action the normalizations have been chosen so that we keep




The decoupling limit clarifies one crucial aspect of NMG. It has been suggested that NMG could be
power counting renormalizable following previous arguments for topological massive gravity [196] due to the
softer nature of divergences in three-dimensional and the existence of a dimensionless combination of the
Planck mass and the graviton mass. This is in fact clearly not the case since the above cubic interaction is a
non-renormalizable operator and dominates the Feynman diagrams leading to perturbative
unitarity violation at the strong coupling scale (see Section 10.5 for further discussion on
the distinction between the breakdown of perturbative unitarity and the breakdown of the
theory).
13.4 Connection with bi-gravity
The existence of the NMG theory at first sight appears to be something of an anomaly that cannot be
reproduced in higher dimensions. There also does not at first sight seem to be any obvious connection with
the diffeomorphism breaking ghost-free massive gravity model (or dRGT) and multi-gravity extensions.
However, in [425*] it was shown that NMG, and certain extensions to it, could all be obtained as scaling
limits of the same 3-dimensional bi-gravity models that are consistent with ghost-free massive
gravity in a different decoupling limit. As we already mentioned, the key to seeing this is the
auxiliary formulation where the tensor is related to the missing extra metric of the bi-gravity
theory.
Starting with the 3-dimensional version of bi-gravity [293] in the form
where the bi-gravity potential takes the standard form in terms of characteristic polynomials similarly as in (6.4*) and











13.5 3D massive gravity extensions
The generic form of the auxiliary field formulation of NMG derived above [425]
demonstrates that there exists a two parameter family extensions of NMG determined by nonzero coefficients for




In the specific case of the Born–Infeld extension [279] the action is
It is straightforward to show that on expanding the square root to second order in
13.6 Other 3D theories
13.6.1 Topological massive gravity
In four dimensions, the massive spin-2 representations of the Poincaré group must come in positive and negative helicity pairs. By contrast, in three dimensions the positive and negative helicity states are completely independent. Thus, while a parity preserving theory of massive gravity in three dimensions will contain two propagating degrees of freedom, it seems possible in principle for there to exist an interacting theory for one of the helicity modes alone. What is certainly possible is that one can give different interactions to the two helicity modes. Such a theory necessarily breaks parity, and was found in [180, 179]. This theory is known as ‘topologically massive gravity’ (TMG) and is described by the Einstein–Hilbert action, with cosmological constant, supplemented by a term constructed entirely out of the connection (hence the name topological)
The new interaction is a gravitational Chern–Simons term and is responsible for the parity breaking. More generally, this action may be supplemented to the NMG Lagrangian interactions and so the TMG can be viewed as a special case of the full extended parity violating NMG.The equations of motion for topologically massive gravity take the form
where


The AdS/CFT in the context of topological massive gravity was also studied in Ref. [449*].
13.6.2 Supergravity extensions
As with any gravitational theory, it is natural to ask whether extensions exist which exhibit local
supersymmetry, i.e., supergravity. A supersymmetric extension to topologically massive gravity was given
in [182]. An supergravity extension of NMG including the topologically massive gravity terms was
given in [21*] and further generalized in [67*]. The construction requires the introduction of an ‘auxiliary’
bosonic scalar field
so that the form of the action is
Moreover, supergravity extensions of TMG were recently constructed in Ref. [370] and its
and
supergravity extensions in Ref. [371].
13.6.3 Critical gravity
Finally, let us comment on a special case of three dimensional gravity known as log gravity [65] or critical gravity in analogy with the general dimension case [384, 183, 16]. For a special choice of parameters of the theory, there is a degeneracy in the equations of motion for the two degrees of freedom leading to the fact that one of the modes of the theory becomes a ‘logarithmic’ mode.
Indeed, at the special point , (where
is the AdS length scale,
), known as the
‘chiral point’ the left-moving (in the language of the boundary CFT) excitations of the theory
become pure gauge and it has been argued that the theory then becomes purely an interacting
theory for the right moving graviton [93*]. In Ref. [377] it was earlier argued that there was no
massive graviton excitations at the critical point
, however Ref. [93] found one massive
graviton excitation for every finite and non-zero value of
, including at the critical point
.
This case was further analyzed in [273*], see also Ref. [274*] for a recent review. It was shown that the degeneration of the massive graviton mode with the left moving boundary graviton leads to logarithmic excitations.
To be more precise, starting with the auxiliary formulation of NMG with a cosmological constant




As usual, it is apparent that this theory describes one massless graviton (with no propagating degrees of
freedom) and one massive one whose mass is given by . However, by choosing
the
massive mode becomes degenerate with the existing massless one.
In this case, the action is
and varying with respect to




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Based on this result as well as on the finiteness and conservation of the stress tensor and on the emergence of a Jordan cell structure in the Hamiltonian, the correspondence to a logarithmic CFT was conjectured in Ref. [273], where the to be dual log CFTs representations have degeneracies in the spectrum of scaling dimensions.
Strong indications for this correspondence appeared in many different ways. First, consistent boundary conditions which allow the log modes were provided in Ref. [272], were it was shown that in addition to the Brown–Henneaux boundary conditions one could also consider more general ones. These boundary conditions were further explored in [305, 397], where it was shown that the stress-energy tensor for these boundary conditions are finite and not chiral, giving another indication that the theory could be dual to a logarithmic CFT.
Then specific correlator functions were computed and compared. Ref. [449] checked the 2-point correlators and Ref. [275] the 3-point ones. A similar analysis was also performed within the context of NMG in Ref. [270] where the 2-point correlators were computed at the chiral point and shown to behave as those of a logarithmic CFT.
Further checks for this AdS/log CFT include the 1-loop partition function as computed in Ref. [241]. See also Ref. [274] for a review of other checks.
It has been shown, however, that ultimately these theories are non-unitary due to the fact that there is a non-zero inner product between the log modes and the normal models and the inability to construct a positive definite norm on the Hilbert space [432].
13.7 Black holes and other exact solutions
A great deal of physics can be learned from studying exact solutions, in particular those corresponding to black hole geometries. Black holes are also important probes of the non-perturbative aspects of gravitational theories. We briefly review here the types of exact solutions obtained in the literature.
In the case of topologically massive gravity, a one-parameter family of extensions to the BTZ black hole have been obtained in [245]. In the case of NMG as well as the usual BTZ black holes obtained in the presence of a negative cosmological constant there are in a addition a class of warped AdS3 black holes [102] whose metric takes the form
where the radial coordinate


















13.8 New massive gravity holography
One of the most interesting avenues of exploration for NMG has been in the context of Maldacena’s AdS/CFT correspondence [396]. According to this correspondence, NMG with a cosmological constant chosen so that there are asymptotically anti-de Sitter solutions is dual to a conformal field theory (CFT). This has been considered in [67*, 381, 380] where it was found that the requirements of bulk unitarity actually lead to a negative central charge.
The argument for this proceeds from the identification of the central charge of the dual two dimensional field theory with the entropy of a black hole in the bulk using Cardy’s formula. The entropy of the black hole is given by [368]
where




A universal formula for this central charge has been obtained as is given by
This result essentially follows from using the Wald entropy formula [480] for a higher derivative gravity theory and identifying this with the central change through the Cardy formula. Applying this argument for new massive gravity we obtain [67] Since



13.9 Zwei-dreibein gravity
As we have seen, there is a conflict in NMG between unitarity in the bulk, i.e., the requirement that the massive gravitons are not ghosts, and unitarity in dual CFT as required by the positivity of the central charge. This conflict may be resolved, however, by replacing NMG with the 3-dimensional bi-gravity extension of ghost-free massive gravity that we have already discussed. In particular, if we work in the Einstein–Cartan formulation in three dimensions, then the metric is replaced by a ‘dreibein’ and since this is a bi-gravity model, we need two ‘dreibeins’. This gives us the Zwei-dreibein gravity [63*].
In the notation of [63*] the Lagrangian is given by
where we have suppressed the wedge products





A computation of the central charge following the same procedure was given in [63*] with the result that
Defining the parameter














These results potentially have an impact on the higher dimensional case. We see that in three dimensions we potentially have a diffeomorphism invariant theory of massive gravity (i.e., bi-gravity) which at least for AdS solutions exhibits unitarity both in the bulk and in the boundary CFT for a finite range of parameters in the theory. However, these bi-gravity models are easily extended into all dimensions as we have already discussed and it is similarly easy to find AdS solutions which exhibit bulk unitarity. It would be extremely interesting to see if the associated dual CFTs are also unitary thus providing a potential holographic description of generalized theories of massive gravity.